What to Bring to an Initial Review

There are a number of documents you'll need to bring to our initial financial portfolio review. We will also want to have a conversation about your age, current income, hobbies, goals, philosophy on money, group affiliations, etc., to get to know you and be better able to meet your needs.

Suggested Documents

• Insurance policies (life, health, home, auto, disability, liability, other)

• Most recent bank statements for all accounts

• Most recent investment account statements

• List or copy of savings bonds

• List or copy of stock and bond certificates

• Most recent employer sponsored retirement plan statements (i.e. 401(k))

• Most recent compensation plan statement

• Other employer-sponsored benefit plan statments

• Most recent pension/Social Security statements

• Most recent paystub

• Will

• Durable power of attorney

• Living trust

• Living will

• Mortgage agreement

• Auto loan agreement

• Other loan agreement

• Most recent credit card statements

• Other legal documents

• Completed Discovery Questionnaire

Additional forms that may need to be completed:

• NAF

• NAFE

• Client Needs Checklist

• Risk Tolerance Questionnaire

Click here for a printable checklist.